-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vq6OoQ+6NdMem4RTgDmq+R3bO1TGoFDrzXA/Me8pqq+6MmUL0ar7pyKpjC7OwV61 AnY+fiN9GL+UYwvd+TCXgA== 0000891092-00-001140.txt : 20001207 0000891092-00-001140.hdr.sgml : 20001207 ACCESSION NUMBER: 0000891092-00-001140 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20001206 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COMMAND SECURITY CORP CENTRAL INDEX KEY: 0000864509 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DETECTIVE, GUARD & ARMORED CAR SERVICES [7381] IRS NUMBER: 141626307 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-53751 FILM NUMBER: 784108 BUSINESS ADDRESS: STREET 1: ROUTE 55 LEXINGTON PARK STREET 2: P O BOX 340 CITY: LAGRANGEVILLE STATE: NY ZIP: 12540 BUSINESS PHONE: 9144543703 MAIL ADDRESS: STREET 1: RTE 55 LEXINGTON PARK STREET 2: P O BOX 340 CITY: LAGRANGEVILLE STATE: NY ZIP: 12540 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PESSIN NORMAN H CENTRAL INDEX KEY: 0000923666 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: C/O NEUBERGER & BERMAN LLC STREET 2: 605 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10158 BUSINESS PHONE: 2124765654 MAIL ADDRESS: STREET 1: C/O NEUBERGER & BERMAN LLC STREET 2: 605 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10158 SC 13D 1 0001.txt SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No......... )* Command Security Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 20050L100 ----------------------------------------- (CUSIP Number) Norman H. Pessin, 605 Third Ave., 19th Floor, New York, NY 10158 (tel: 212-476-5654) - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) 10/26/00 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of the Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement . (A fee is not required only if the reporting person: (has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.)(See Rule 13d-7). - -------------------------------------------------------------------------------- Page 1 of 5 Pages Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13-d(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the putpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - -------------------------------------------------------------------------------- Page 2 of 5 Pages - -------------------------------------------------------------------------------- 1) Names of Reporting Persons, S.S or I.R.S. Identification Nos of Above Persons: Norman H. Pessin SEP IRA F/B/O Norman H. Pessin - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) N/A (b) - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Source of Funds (See Instructions) PF - -------------------------------------------------------------------------------- 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) of 2(e) - -------------------------------------------------------------------------------- 6) Citizenship or Place of Organization: USA+ -------------------------------------------------------- Number of Shares 7) Sole Voting Power: 354,500 Beneficially owned by 354,500 each Reporting Person -------------------------------------------------------- with 8) Shared Voting Power: ________ -------------------------------------------------------- 9) Sole Dispositive Power: 354,500 354,500 -------------------------------------------------------- 10) Shared Dispositive Power: __________ - -------------------------------------------------------------------------------- 11) Aggregate Amount Beneficially Owned by Each Reporting Person 54,500 - -------------------------------------------------------------------------------- 12) Check if the Aggregate Amount in Row (11) Excludes certain shares: N/A - -------------------------------------------------------------------------------- 13) Percent of Class Represented by Amount in Row (11): 5.638% - -------------------------------------------------------------------------------- 14) Type of Reporting Person (See Instructions): IN - -------------------------------------------------------------------------------- Page 3 of 5 Pages ITEM 1: IDENTITY AND BACKROUND (a) Norman H. Pessin (b) Norman H. Pessin, 605 Third Ave., 19th Floor, New York, NY 10158 (c) Retired (d) None (e) None (f) USA ITEM 3: SOURCE AND AMOUNT OF FUNDS A total of 294,500 shares were purchased with $259,321 of personal funds by Mr. Pessin. A total of 60,000 shares were purchased for $43,438 with funds in the SEP IRA Account F/B/O Norman H. Pessin. ITEM 4: PURPOSE OF TRANSACTION The shares were purchased for investment. The filer reserves the right to seek changes in the management of the issuer in the future or in its business. No such plans currently exist. ITEM 5: INTEREST IN SECURITIES OF THE ISSUER Norman H. Pessin personally owns 294,500 shares of the Issuer's Common Stock, constituting 4.68% thereof. (a) The SEP IRA Account beneficially owns 60,000 or .00954% of the outstanding shares of Common Stock of the issuer. (b) Norman H. Pessin has sole power of disposition over 294,500 shares and sole power to vote the 294,500 shares. The SEP IRA Account has sole power of disposition over the 60,000 shares and sole power to vote the 60,000 shares. (c) Norman H. Pessin purchased the 294,500 shares from October 17, 1997 through August 22, 2000 at various prices. The SEP IRA Account F/B/O Norman H. Pessin purchased the 60,000 shares on August 4, 2000, August 29, 2000, September 28, 2000, October 17, 2000, October 20, 2000, and October 26, 2000 for a total purchase price of $43,438. (d) Not Applicable (e) Not Applicable Page 4 of 5 Pages ITEM 6: CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO THE SECURITIES OF THE ISSUER. N/A ITEM 7. MATERIAL TO BE FILED AS EXHIBITS N/A After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Signature: /s/ Norman H. Pessin ---------------------- Norman H. Pessin SEP IRA ACCOUNT F/B/O NORMAN H. PESSIN By: /s/ Norman H. Pessin -------------------- Norman H. Pessin December , 2000 Norman H. Pessin /s/ Norman H. Pessin - -------------------- Name/Title Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----